Senior Executive / Assistant Manager, Compliance

Job Description

Title: Senior Executive / Assistant Manager, Compliance

Company Name: Hong Leong Investment Bank

Vacancy: 3

Job Location: Kuala Lumpur

Career Level: Senior Executive

Years Of Experience: 3 years

Qualification: Bachelor's Degree, Post Graduate Diploma, Professional Degree

Employment Status: Full-Time

Job Responsibilities
  • Assist the Head of Compliance (HOC) / supervisor in planning and updating the compliance programme as per the latest Bank Negara Malaysia (BNM) regulations;
  • Conduct compliance review and testing as per compliance plan and programme;
  • Prepare compliance report summarising the Bank’s overall management of compliance risk and escalate issue of non-compliance including providing preventive and corrective measures in mitigating compliance risk to HOC and supervisor;
  • Provide advisory and timely dissemination of BNM regulations to the relevant business/operation unit;
  • Assist HOC / supervisor in providing training to the business/operation unit on compliance matters;
  • Assist to develop/revise related Compliance Policies and Procedures;
  • Act as a contact point with regulators and assist in handling requests from regulators; and
  • Develop close relationship with the business/operation unit to engender a culture of compliance within the Bank.
Job Requirements
  • Candidate must possess at least a Bachelor's Degree in Accounting/Finance/Banking/Law or equivalent field.
  • Minimum 3 - 5 years of working experience in compliance, risk management or audit related field is required for this position.
  • Conversant with the BNM’s rules and regulations.
  • Familiarity with Basel/risk management requirements would be an added advantage.
  • Able to work independently with good communication and interpersonal skills.
  • Good analytical skills and report writing skills.

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